Financial Services Disputes

We understand the legal, regulatory and commercial issues associated with the ever-evolving financial services industry.

We act for national and international banking and financial services clients in a diverse range of disputes. Those disputes are often not only significant in value but also highly complex in nature.

Our team, led by Huw Wallis (Head of Disputes & Partner) and Jamie McConnell (Partner), has extensive banking and finance litigation and arbitration experience gained from City and regional law firms in the UK.

We have a strong track record advising on various contentious financial services matters, principally relating to alleged negligence/FSMA claims arising from various investments, with complex international elements.

We also frequently act for clients involved in a wide range of commercial disputes – including professional negligence claims through to allegations of fraudulent misrepresentation and deceit – that have arisen in the financial services sector.

How we can help

Banking & Finance Sector

We act for a mixture of lenders, borrowers, fund managers and financial services businesses. We have also developed an extensive referral network in the sector, enabling us to work with an impressive portfolio of diverse clients.

ADR

We are experts in ADR dispute resolution in all its forms, whether court action, formal alternative dispute resolution (mediation, expert determination) or informal negotiations. You can see a summary of our ADR expertise here.

Financial Services Disputes

We also deal with a breath of complex claims including allegations regarding the management of several pension schemes, currency trades, investment and financial planning advice, and financial miss-selling claims.

Injunctions

If matters are urgent, we can bring or defend emergency injunctions to protect your position. You can find a summary of our injunction experience here.

Testimonials

“Their advice and guidance were nothing short of exceptional. ”

(The Legal 500 2021)

“Jamie McConnell and Huw Wallis show attention to detail and emotional intelligence with quality strategic advice and the ability to outperform much larger firms with more resource. They were emotionally involved with the client and showed an unparalleled work ethic and understanding of the law.”

(The Legal 500 2021)

“Acclaimed team noted for its ability to handle contentious insolvency, shareholder disputes and financial services litigation. Also experienced in construction and manufacturing industries disputes, and able to bring emergency injunctive proceedings on behalf of clients.”

(Chambers and Partners 2020)

Outstanding expertise in disputes relating to technical financial services and banking issues.

How we can help

Huw Wallis

Jamie McConnell

Case studies

Working with a major UK financial planning & investment management company

Successfully defending a London Circuit Commercial Court trial

Acting in relation to a dispute against a major bank

Articles.

Bank Payment Fraud: Duties on Banks

Compulsory ADR – an update

Compulsory ADR – a step closer?

Beware: Fraud is on the Rise